ORS Partners

Audit Director

Job Locations US-PA-Wyomissing
Posted Date 5 months ago(4/29/2021 3:03 PM)
Client & Job Location : Address
1015 Penn Ave
Client & Job Location : Postal Code
19610
Job ID
2021-8165
# of Openings
1
Category
Banking
Type
Regular Full-Time

Overview

BMTX, Inc. has an exciting opening for an Audit Director.   Reporting to the CEO, the Audit Director will assist the CEO with the development of the risk-focused audit plan and will be responsible for administering and directing the daily operating functions of the operational, financial, and compliance Internal Audit Team as set forth by the annual risk-focused audit plan with a focus on compliance, governance, risk management, and controls. This position provides research and guidance to the Audit Team on setting objectives, scope, and testing methodology, and provides coaching as needed to assist Internal Audit Team Members in achieving developmental goals. The Audit Director also serves as Internal Audit Liaison for outsourced and co-sourced operational, financial, or compliance audit engagements and other initiatives.

BMTX, Inc. believes in a high-tech high-touch model.  The ideal candidate will have a comfort using modern and new technologies to help drive and assist in the audit process.  As a digital first banking services provider, we will look for our teams to use technology that can increase the productivity and reduce errors.  Experience or comfort in fintech or digital first banks is critical for the success of this individual. 

At BMTX, Inc., we believe in working hard, working smart, working together to deliver memorable customer experiences, and having fun. Our vision, mission, and values guide us along our path to achieve excellence. Passion, attitude, creativity, integrity, alignment, and execution are cornerstones of our behaviors. They define who we are as an organization and as individuals. Everyone is encouraged to have personal development plans. By doing so, our team members are on their way to achieve their highest potential and be successful in their personal and professional lives.

Responsibilities

  • Plan and execute the annual audit plan
  • Direct the development and updating of Corporate Audit Policies and Procedures
  • Develop and manage the completion of the annual Corporate Risk Assessment
  • Direct the annual and ongoing Corporate Audit quality assurance assessments and annual self-assessments
  • Develop the audit schedule and resource allocations for all operational, financial, or compliance audit engagements
  • Ensure audit programs and procedures are developed and updated
  • Develop and oversee the company’s SOX program
  • Review audit field work prepared and audit issues identified, and provide review/coaching feedback to audit staff
  • Present and discuss audit issues, as well as recommendations, with all levels of management
  • Provide periodic audit engagement status updates to the CEO and Board of Directors
  • Provide audit reports and other deliverables to the CEO to meet audit plan target due dates
  • Prepare audit project evaluations for Audit staff
  • Perform engagement quality reviews for all operational, financial, or compliance audit engagements
  • Perform quality reviews of other engagements
  • Direct external audit and provide Audit Committee support as needed
  • Plan and manage the completion of outsourced and co-sourced audits where applicable
  • Coach Internal Audit personnel as necessary, including the designing and monitoring of professional development plans
  • Prepare annual performance appraisals for Audit staff
  • Implement best practices and procedures to improve the efficiency and effectiveness of the audit group such as CAATs (Computer Assisted Auditing Techniques)
  • Build and maintain effective relationships with Sr. management
  • Other duties as assigned

 

 

Qualifications

BMTX will provide consideration for employment to qualified applicants without regard to their race, color, religion, national origin, sex/ gender, sexual orientation, gender identity, protected veteran status or disability.

 

 

  • Mastery of relevant internal and external environment and the financial services industry pertaining to audits with a strong focus on compliance, risk, governance and controls.
  • Bachelor’s Degree in accounting, finance or business required; MBA preferred
  • Certification such as CIA, CFE, CRCM, CFSA strong preferred
  • Seasoned professional with a minimum of 8-10 years of financial institution audit experience or with public accounting firm
  • Advanced knowledge in applying professional auditing principles and practices (Institute of Internal Auditor’s International Professional Practice Framework)
  • Advanced knowledge of internal control identification, evaluation and testing concepts under Sarbanes-Oxley and COSO 2013
  • Ability to successfully manage multiple assignments simultaneously and oversee/manage assigned staff
  • Ability to accept responsibility and account for his/her actions
  • Ability to communicate orally and in writing clearly and concisely
  • Ability to actively and skillfully conceptualize, apply, analyze and/or evaluate information generated by observation, experience, reflection, reasoning or communication
  • Ability to formulate a sound decision using the available information
  • Ability to effectively build relationships with constituents and co-workers
  • Ability to manage own time, priorities, and resources to achieve goals and utilize the available time to organize and complete work within given deadlines
  • Ability to travel when needed

 

BM Technologies, Inc. (NYSE: BMTX) is among the largest digital banking platforms in the U.S, providing access to checking and savings accounts, personal loans and credit cards. It began trading on the NYSE American on January 6, 2021 under the ticker symbols “BMTX” and “BMTX.W.” BMTX’s mission is to make banking affordable, effortless, and financially empowering for the millions of Americans who need it the most – the underbanked, millennials and working-class Americans. 

 

BMTX is the first digital banking platform in the U.S. to offer a completely fee-free banking experience and uses innovative mobile technology to make banking enjoyable and seamless. BMTX is also committed to making each of its customers feel financially empowered through education.

 

Through constant innovation, its white label/”Banking-as-a-Service” (BaaS) banking distribution model, and putting the customer experience above all else, BMTX is truly disrupting the banking space. Today, the BaaS platform is provided to colleges and universities and currently serves over two million account-holders, and provides disbursement services at 722 campuses (covering one out of every three students in the U.S.). BMTX also offers its Workplace Banking platform, a financial wellness service that offers innovative banking products and a robust banking app. Additionally, BMTX recently announced the execution of an agreement with Google to introduce digital bank accounts, which will be available to its customers, and has also expanded its white-label strategy with T-Mobile for the launch of T-Mobile MONEY.

 

BM Technologies, Inc. (BMTX) is a technology company and is not a bank and provides banking services through its partner banks. BMTX, Inc. is a wholly owned subsidiary of BM Technologies, Inc. BankMobile accounts are powered by BMTX and provided by Customers Bank. Member FDIC - Equal Housing Lender - All Rights Reserved

 

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